SVP of QC Bank Compliance
Job Description
Job Title: VP of QC Bank Compliance
Location: Dallas-Fort Worth Metroplex
CornerStone Professional Placement has partnered with a growing financial institution in their search for a VP of QC Bank Compliance. This is a highly visible leadership opportunity for an accomplished banking compliance professional who can take a strategic approach to building, maturing, and transforming a compliance quality control function.
The organization is undergoing significant modernization, reviewing manual processes, implementing automation, and creating greater efficiencies across its banking operations. The VP of QC Bank Compliance will have the opportunity to influence that transformation while partnering with a formidable senior leadership team.
This position reports directly to the Bank President and leads a team of approximately five compliance professionals. The ideal candidate will bring broad banking compliance expertise, prior OCC exposure, strong executive presence, and a track record of building or materially improving compliance programs. Just as importantly, we are looking for a servant leader who can coach, develop, and elevate their team while building strong partnerships across the organization.
Responsibilities:
- Lead the development, maturation, and ongoing administration of the Bank's Compliance Quality Control Program.
- Build and strengthen a scalable, risk-based compliance testing and QC framework, including testing methodology, regulatory coverage, annual planning, workpapers, issue management, remediation, reporting, and sustainability reviews.
- Provide strategic leadership as the organization modernizes manual processes and introduces greater automation and operational efficiencies.
- Lead, coach, train, and develop a team of approximately five professionals supporting QC, CRA, BSA/AML, and related compliance functions.
- Partner closely with executive leadership, Internal Audit, BSA/AML, Risk, Operations, Lending, Finance, Technology, and other business functions to strengthen the overall control environment.
- Provide practical, solutions-oriented guidance and effective challenge while building collaborative relationships throughout the organization.
- Oversee compliance testing across consumer compliance, deposits, lending, BSA/AML, OFAC, fair lending, CRA, privacy, operational compliance, and other applicable banking regulations.
- Evaluate processes and controls, identify gaps and root causes, and develop actionable recommendations that support sustainable remediation.
- Prepare and present compliance risk, testing results, emerging issues, and remediation progress to senior leadership and applicable governance committees.
- Support regulatory examinations and maintain effective relationships and communication with the OCC and other applicable regulatory stakeholders.
- Contribute compliance expertise to major operational transformation initiatives, including modernization of the Bank's loan origination processes and systems.
- Identify opportunities to leverage technology, automation, reporting, and data to create a more efficient and best-in-class compliance function.
Requirements:
- 10+ years of progressive experience in banking compliance, compliance testing, quality control, internal audit, risk management, regulatory examination, or a closely related banking function.
- Demonstrated experience building, transforming, or materially strengthening a banking compliance, QC, testing, monitoring, or second-line review program.
- Broad knowledge of consumer and operational banking compliance, including lending and deposit regulations, fair lending, UDAAP, CRA, BSA/AML, OFAC, privacy, and related federal and state requirements.
- Prior experience interacting with the OCC, regulatory examiners, senior executives, and/or Boards of Directors.
- Strong understanding of risk-based testing, control evaluation, testing methodology, issue management, remediation, and regulatory examination readiness.
- Proven people leadership experience with a genuine interest in coaching, mentoring, training, and developing employees.
- Strong emotional intelligence, executive presence, communication skills, and ability to influence across organizational lines.
- A collaborative, servant-leadership approach with the ability to hold teams accountable while building strong relationships across Compliance, Internal Audit, Operations, Finance, and other functions.
- Experience with core banking and compliance technology; exposure to Jack Henry, Verafin, Cognos, Synergy, or similar platforms is preferred.
- Experience helping an organization move from heavily manual processes toward greater automation and efficiency is highly desirable.
- Bachelor's degree required; advanced degree preferred.
- CRCM, CAMS, CIA, CFE, CFSA, or another relevant banking/compliance certification is highly preferred.
Compensation and Benefits:
- Employment Type: 6 month temp-Will consider to take on direct hire for stellar candidate
- Location: Dallas-Fort Worth Metroplex
- Salary: $140,000-$220,000 base, dependent on experience
- Bonus: 20% bonus potential
- Additional Compensation: Long-term compensation program
- Benefits: Comprehensive benefits package
This is an exceptional opportunity for a banking compliance leader who wants more than a maintenance role. You will have the opportunity to build, influence, modernize, and develop-strengthening the compliance function while working directly with senior leadership during an important period of organizational transformation.
If you are an experienced banking compliance leader with the regulatory expertise, strategic mindset, and people leadership skills to build a best-in-class compliance function, we invite you to apply today. Send your resume to Allison Harrison at and call 817-635-0500 ext. 162 for immediate consideration.
